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CSC1 Exam Dumps - CSI Canadian Securities Course Questions and Answers

Question # 4

What is a characteristicof provincial savings bonds?

Options:

A.

Backed by provincial assets

B.

Available only at a certain time

C.

Can be issued Internationally.

D.

Mature every six months

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Question # 5

What is the main benefit of investing in preferred shares?

Options:

A.

Priority to receive fixed dividends ahead of common shareholders.

B.

Priority to claim assets ahead of debt holders.

C.

Higher potential for capital appreciation than common shares.

D.

Guaranteed dividend payment.

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Question # 6

Which exchange trades all financial andequity futures and options listed for trading in Canada?

Options:

A.

ICE NGX Canada

B.

Canadian Securities Exchange

C.

Montreal Exchange

D.

Toronto Stock Exchange

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Question # 7

Under which circumstance is an option considered to be in-the-money?

Options:

A.

When a call option with the price of the underlying asset is lower than the strike price.

B.

When a put option with the price of the underlying asset is higher than the strike price.

C.

When a put option with the price of the underlying asset is higher than the strike price.

D.

When a put option with the price of the underlying asset is higher than the strike price.

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Question # 8

What is the normal shape of a yield curve?

Options:

A.

Downward slope

B.

inverted

C.

Upward slops

D.

Humped

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Question # 9

Which statutory right allowsa purchaser to caned their order if a prospectus has a misrepresentation?

Options:

A.

Right of rescission.

B.

Right of action for damages

C.

Right of amended prospectus delivery

D.

Right of withdrawal.

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Question # 10

Where would the description da company's fixed assets normallybe found?

Options:

A.

In the auditor report

B.

In the annual report

C.

In the notes to the financial statements

D.

In the statement of financial position.

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Question # 11

What is the main benefit for the investors when a company announces a stock spit?

Options:

A.

An increase in the shares’ affordability.

B.

An increase in the shares' market price.

C.

An increase in the value of the shareholderstake

D.

An Increase in the proportion of the shareholder’s stake.

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Question # 12

What financial instrument is derived from thevalue of an underlying asset?

Options:

A.

Real estate investment trust

B.

Forward contract

C.

Preferred share.

D.

Inflation linked bond

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Question # 13

What is the role thatthe dealer memberis taking when a client's order for an unlisted security is filled directly from inventory rather than on the exchange?

Options:

A.

Alternative trading system

B.

Clearing agent

C.

Over-the-counter agent

D.

Principal

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Exam Code: CSC1
Exam Name: Canadian Securities Course Exam 1
Last Update: Feb 21, 2025
Questions: 100
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