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3I0-012 Exam Results

Page: 8 / 27
Question 32

If 6-month USD/CAD forward rates are quoted at 40/45, which of the following statements is correct?

Options:

A.

USD rates are higher than CAD rates in the 6-month

B.

CAD rates are higher than USD rates in the 6-month

C.

There is a positive USD yield curve

D.

There is not enough information to decide

Question 33

It is now permissible in most markets for brokers to be owned by banks and other principals. Where there is shared management, or a share holding or other investment in a broker by a counterparty:

Options:

A.

The broker is not obligated to reveal the connection provided Chinese Walls are in place.

B.

The broker is not obligated to reveal the connection in the professional market.

C.

The broker should advise the other counterparty of the connection.

D.

The matter is covered in the Model Code.

Question 34

The torward points are calculated from:

Options:

A.

The level of interest rates in the base currency

B.

The level of interest rates in the quoted currency

C.

The interest rates in the two currencies

D.

Your expectations of the future spot rate

Question 35

Brokers shall not reveal the identity of a counterparty unless:

Options:

A.

They are forced to do so.

B.

Explicitly authorised to do so by the counterparty.

C.

They know the counterparty very well.

D.

They are asked by their senior management to do so.

Page: 8 / 27
Exam Code: 3I0-012
Exam Name: ACI Dealing Certificate
Last Update: Nov 7, 2024
Questions: 740
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