SOFQ Exam Dumps - ICMA Securities Operations Foundation Questions and Answers

EUR = 360, USD = 360, GBP = 365

EUR = 365, USD = 360, GBP = 365

EUR = 365, USD = 365, GBP = 360

EUR = 360, USD = 365, GBP = 360

The total ownership position is equal to the sum of open and closed trades with counterparties

The total settled position is equal to the sum of open trades and trades with a future value date

The total ownership position is equal to the sum of the settled positions plus/minus open trades with counterparties

The total settled position is equal to the sum of open and closed trades with counterparties

A floating rate note

A convertible bond

A mortgage-backed security

A step-up bond

A region code, a country code and a city code

A bank code, a country code and a location code

A continent code, a country code and a municipality code

A bank code, a continent code and a currency code

Standing Settlement Instruction

Standard Securities Instruction

Settlement Standard Instruction

Securities Standing Instruction

On US equity trades -where the gross consideration is in excess of USD 10,000.00

On UK equity trades where the gross consideration is GBP 10,000.00 and above

On US equity trades where the gross consideration is USD 10,000.00 and below

On UK equity trades where the gross consideration is in excess of GBP 10,000.00

Reconciliation of settled positions, per trading book and per security - between the trading department and operations

Reconciliation of settled positions, per trading book and per security - between operations and the firm's custodian

Reconciliation of trading positions, per trading book and per security - between the firm's counterparty and the firm's custodian

Reconciliation of trading positions, per trading book and per security - between the trading department and operations