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Question 36

In a meeting with his firm's senior research analyst, George Powel, a proponent of the CFA Institute Research Objectivity Standards (ROS), stated that the key objective of the ROS is to create voluntary reporting of

research practices that promote independent and objective research to CFA Institute on an annual basis. With regard to his statements about the objectives of the ROS.

Options:

A.

he is correct.

B.

he is incorrect.

C.

He is correct about the voluntary reporting aspect.

D.

He is correct about the independent and objective research aspect.

Question 37

Which of the following would BEST improve the profitability of a trend-based trading system?

Options:

A.

Use of additional trend periods

B.

Increase the delay in taking action after a trade signal is given

C.

Utilize support and resistance lines

D.

Utilize candlestick charts instead of bar charts

Question 38

Which is the CORRECT interpretation of the candlestick umbrella pattern?

Options:

A.

They can be bullish or bearish depending on the market

B.

They are bearish after a rally

C.

They are called hammers after a downtrend

D.

All of the above

Question 39

The "Rising 3 Methods" candlestick pattern is:

I. Bullish

II. Bearish

III. Long White Body followed by a series of smaller falling candles

IV. Long Black Body followed by a series of smaller rising candles

Options:

A.

I & III

B.

I & IV

C.

II & III

D.

II & IV

Page: 9 / 9
Exam Code: CMT-Level-II
Exam Name: CMT Level II Exam
Last Update: Nov 23, 2024
Questions: 262
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